U.S. Accredited Investor Notice
Who Qualifies as an U.S. Accredited Investor?
An accredited investor is an individual or entity that meets specific financial criteria set by the SEC, allowing them to participate in certain investment opportunities not available to the general public. The criteria include, but are not limited to:
Individuals
- Income: Earned income exceeding $200,000 (or $300,000 together with a spouse) in each of the two most recent years and a reasonable expectation of reaching the same income level in the current year.
- Net Worth: Individual net worth, or joint net worth with a spouse or partner, exceeding $1 million, excluding the value of the primary residence
Securities License: You qualify as an accredited investor if you hold any of the following active securities licenses:
- Series 7 (General Securities Representative)
- Series 65 (Investment Adviser Representative)
- Series 82 (Private Securities Offerings Representative)
Entities
- Assets: Entities with assets exceeding $5 million.
- Insured Banks, Investment Companies, Insurance Companies, and Registered Investment Advisors: These institutions automatically qualify as accredited investors.
- Certain Trusts and Partnerships: Trusts with assets exceeding $5 million or entities in which all equity owners are accredited investors.
For a detailed definition and additional criteria, please refer to the SEC’s Investor.gov website: Accredited Investors.
Accreditation Requirements:
Accreditation rules apply only to U.S. persons participating in this offering under Rule 506(c) of Regulation D. Non-U.S. persons are required to comply with the laws and regulations of their respective jurisdictions when accessing or participating in this offering.
Investment Risks
Investing in early-stage startups like Enterprise Agentic involves significant risks, including but not limited to the potential loss of capital. Prospective investors should conduct their own due diligence and consult with a financial advisor to determine the suitability of such investments based on their individual financial situation and risk tolerance.
No Guarantee of Future Results
Confidentiality
Legal Compliance
This offering is made in compliance with applicable federal and state securities laws. By accessing this website and any related materials, you acknowledge and agree to be bound by these terms and conditions.
Concurrent Raise Notice
Concurrent 506(c) and Regulation S Offering
This offering is being conducted as a concurrent raise under Rule 506(c) of Regulation D for U.S. accredited investors and Regulation S for international investors. Each offering is structured to comply with the specific regulatory requirements applicable to the jurisdiction of the investor.
Offshore Transaction Verification
For Non-U.S. Person Regulation S investors, the Company will conduct verification procedures to ensure all transactions are executed offshore and in compliance with Regulation S requirements. Prospective international investors must provide documentation to establish compliance before participating in the offering.
Business and Operational Risks
Early-Stage Business: Enterprise Agentic is an early-stage company with limited operating history. There is no guarantee that the business model will achieve profitability or that projected revenue milestones will be met.
Product Development and Market Fit: The success of our platform depends on timely development, testing, and adoption of our AI tools. Delays or failure in achieving product-market fit could adversely impact our operations.
Scalability Challenges: Rapid scaling to meet enterprise demand may lead to operational inefficiencies or reduced service quality.
Competition: The AI SaaS industry is highly competitive, with established players and new entrants constantly innovating. Our ability to compete effectively is uncertain.
Technology Risks
Rapid Technological Changes: The pace of AI innovation may require continuous upgrades to our platform. Failure to adapt could render our solutions obsolete.
Data Security and Privacy: As a data-driven platform, we are exposed to risks related to data breaches, cyberattacks, and compliance with evolving data protection regulations (e.g., GDPR, CCPA).
Dependence on Third-Party Providers: Our platform relies on third-party infrastructure providers. Service disruptions or price increases from these providers could negatively affect our business.
Market Risks
Adoption Rates: AI adoption by enterprises may not grow as anticipated. Resistance to AI technologies due to cost, complexity, or ethical concerns could limit our market penetration.
Economic Downturns: Adverse macroeconomic conditions could reduce enterprise spending on technology, impacting our growth prospects.
Regulatory and Legal Risks
Evolving AI Regulations: AI technology faces increased regulatory scrutiny. Changes in laws or regulations could impose additional compliance costs or restrict our operations.
Securities Regulations: Our fundraising is subject to U.S. securities laws under Regulation D, Rule 506(c). Non-compliance with these regulations could lead to penalties or suspension of the offering.
Intellectual Property: Unauthorized use of third-party IP or disputes over our proprietary technologies could lead to costly litigation.
Investment-Specific Risks
Illiquidity: Securities offered through this private placement are illiquid and cannot be easily sold or transferred. Investors may not realize a return on investment for an extended period.
Valuation Uncertainty: The pre-money valuation of $120 million is based on projections and may not reflect the company’s actual value.
Limited Investor Rights: Investors in this offering will have limited influence over company decisions and no guarantee of an exit strategy.
Financial Risks
- Capital Dependency: Our business plan depends on raising $30 million in seed capital. Failure to secure sufficient funding could impair our ability to execute our growth strategy.
- No Guaranteed Returns: Investments in early-stage companies like Enterprise Agentic carry a high risk of total loss. There is no assurance of liquidity or future dividends.
Website-Specific Disclosures
- Forward-Looking Statements: Content on our website includes forward-looking statements that are subject to risks and uncertainties. Actual results may differ materially.
Accuracy of Information: While we strive for accuracy, the information provided on our website may not always be up-to-date. Investors should rely on the PPM and official documentation.
External Links and Sources: Links to third-party market research and reports are provided for informational purposes. Enterprise Agentic does not endorse or verify the accuracy of these sources.
Management Risks
Key Personnel Dependency: The success of our company is heavily dependent on the leadership and expertise of our founder and CEO, Travis Wothe. Loss of key personnel could negatively affect our operations.
Management Bandwidth: As a lean organization, our management team may face challenges in balancing operational demands with strategic priorities.